• Internal Audit, Corporate Audit, Analyst/Associate, Hong Kong

    Location(s) HK-Hong Kong
    Job ID
    Schedule Type
    Full Time
    Asia Except Japan
    Legal and Internal Audit
    Business Unit
    Internal Audit - Corporate
    Employment Type


    In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.



    Are you passionate about gaining insight into the operations and control processes in Goldman Sachs?  We’re looking for a professional to join our Internal Audit team who wants to use their skills and knowledge to ensure effective controls are maintained at Goldman Sachs.


    Team Description

    Internal Audit is organized into global teams of business and technology auditors:

    • Corporate - covers the firm’s Risk Management, Corporate Governance, Finance, Legal, Compliance and Regulatory Reporting areas as well as Human Capital Management, Services and the Executive Office.
    • Securities - covers the firm’s Securities Division and related supporting control functions such as Operations, Technology, Product Control and Compliance.
    • Investment Management - covers the firm’s Private Wealth Management, Asset Management, Merchant Banking, Investment Banking and Global Investment Research businesses.
    • Enterprise Technology – covers the technology infrastructure functions of the firm.



    • Participation in planning and scoping reviews, meeting with key people within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed.
    • Preparation of the audit testing program and assessment of the adequacy of the design and operation of the controls associated with the key risks identified.
    • Assessment of the risk and impact of issues identified in reviews and production of reports for management.
    • Follow up with clients on remediation of actions coming out of issues identified during audits.
    • Ad hoc work on firmwide projects around new processes or activities and investigation of incidents.
    • Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit.
    • Maintenance of internal client relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the business.


    Basic Qualifications

    • Bachelor degree holder.
    • Minimum of 2 years of relevant experience
    • Strong project and time management, influencing and communication skills.
    • Excellent team player who is energetic, enthusiastic and curious to learn.
    • Ability to multi–task and a quick learner.
    • Strong English communication skills: written and verbal a must. Other Asian language ability will be an asset.

    Preferred Qualifications

    • Experience and knowledge in performing audits over anti-money laundering or compliance or service functions (eg. human resources, vendor management)
    • Compliance, Legal and/or Regulatory background
    • Forensic and/or investigative, fraud investigation skills would be a plus


    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.