• Operations - Securities Division Operations, Client OnBoarding - Client Due Diligence Ops, Analyst, Singapore

    Location(s) SG-Singapore
    Job ID
    2019-53411
    Schedule Type
    Full Time
    Level
    Analyst
    Function(s)
    Operations
    Region
    Asia Except Japan
    Division
    Operations
    Business Unit
    Client Due Diligence Ops
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    YOUR IMPACT

    Are you looking to apply your quantitative skills whilst honing your skillsets to combat money laundering, terrorist financing, securities fraud and other financial crimes? Our Client Onboarding team is seeking an energetic, proactive and detailed-oriented professional to support the account opening functions in the Singapore office; whose main functional duty will be to ensure our clients' adherence to the applicable AML policies and regulatory requirements.

     

    OUR IMPACT

    Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

     

    The Client Onboarding team sits within Securities Division Operations. The team is required to conduct Anti-Money Laundering (AML) checks as part of onboarding for Goldman Sachs to meet its Anti-Money Laundering (AML) compliance obligations and other regulatory requirements. The team covers all product areas offered in the firm, so working knowledge of the operational flow of a wide variety of products is an asset.  The team also works closely with Technology to design new system enhancements to improve efficiencies and controls, and they work with Compliance to define and implement firm policies and controls.

    RESPONSIBILITIES AND QUALIFICATIONS

    HOW YOU WILL FULFILL YOUR POTENTIAL

    • Contacting clients and the business to obtain AML information and documentation.
    • Answer queries on accounts and client relationships from Operations and Sales
    • Project management ranging from small enhancements to large-scale, global projects
    • Ensuring all communications are of the highest professional standard to maintain client service excellence.
    • Timely and effective escalation of potential relationship issues and devising possible resolutions.
    • Taking responsibility for delivering against commitments.
    • Participate in regular meetings with the program team to maintain clarity around workflow, develop required reporting and identify and implement efficiencies.


    BASIC QUALIFICATIONS

    • Minimum 2-3 years’ experience financial industry experience; title will commensurate with experience
    • Experience in liaising with clients directly and business contacts on a global basis
    • Preference for experience of AML requirements either via a Client On-boarding role or experience on a similar role including an understanding of client structures and AML requirements for hedge funds, private corporations, etc
    • Excellent communication skills, in both written and verbal form. Confidence to deal professionally and persuasively with clients and senior figures within the firm
    • Strong analytical and problem solving skills
    • Proficiency in Microsoft Office products; skills in Business Intelligence tools (Alteryx, Tableau, RPA, AI) will be beneficial

     

    PREFERRED QUALIFICATIONS

    • Ability to work in a dynamic environment and changing requirements
    • Excellent organizational skills with strong attention to detail
    • Proven ability to work well in a global team environment

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.