Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Business Unit Overview: The Consumer Compliance team, generally, provides compliance coverage and support to the Firm and establishes the framework for identifying, assessing, controlling, measuring, monitoring and reporting compliance risks across the Consumer and Investment Management Division (CIMD). Consumer Compliance is an independent control function that reports to the head of Consumer Compliance, a group within GS Global Compliance. The primary objective of Consumer Compliance is the management of compliance risk by assisting Bank businesses in complying with laws, regulations and internal policies and procedures. The objective is executed through a comprehensive program that includes policies and procedures, risk assessments, surveillance, monitoring and testing, training, and management reporting.
Consumer Compliance Overview: Consumer Compliance has a presence in New York and London, with UK coverage soon to expand to our office in Milton Keynes. The focus of Consumer Compliance is the identification, analysis, assessment and mitigation of risk as it relates to consumer regulation and law, and its interconnection with transactions that Goldman Sachs is party to in any number of capacities. Consumer Compliance works closely with GS Legal, outside counsel and other advisors to help frame and ascertain the transaction / risk in terms of the relevance and application of jurisdiction and product specific regulations. In addition, Consumer Compliance will also act as a key stakeholder in the build and ongoing management of CIMD's online deposit platform in EMEA. This particular role, within the EMEA Consumer Compliance team, will focus on:
SKILLS & EXPEREIENCE WE'RE LOOKING FOR
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
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