• EMEA Compliance Analyst Fixed Term Contract - Madrid

    Location(s) ES-28-Madrid
    Job ID
    2019-57064
    Schedule Type
    Full Time
    Level
    Analyst
    Function(s)
    Compliance
    Region
    EMEA
    Division
    Compliance
    Business Unit
    Regional Regulatory Affairs
    Employment Type
    Employee
  • MORE ABOUT THIS JOB

    GLOBAL COMPLIANCE

     

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape. 

    RESPONSIBILITIES AND QUALIFICATIONS

    HOW YOU WILL FULFILL YOUR POTENTIAL

    • Reviewing developments of local Business Conduct and Anti Money Laundering regulations. Implementing local compliance control plans, including testing and forensic reviews
    • Assisting on reviews conducted by Internal Audit and Compliance. Managing relationships with local regulators, in the context of regulatory interactions, inquiries and exams.  Reporting to i) regulators, ii) Compliance management and iii) local management bodies.
    • Reviewing marketing materials, and filing them with local regulators. Performing enhanced due diligence on clients and distributors. Reviewing translations of communications to clients, regulatory inquiries, complaints, etc.
    •  Drafting and maintaining policies & procedures. Updating local account opening documentation. Drafting meeting minutes, and updating project plans. Assessing new business proposals on the basis of local policies and rules.

     

    SKILLS AND EXPERIENCE WE ARE LOOKING FOR 

     

    BASIC QUALIFICATIONS

    • University degree completed in 2017 or later
    • Languages required: Spanish, English and Italian

    ABOUT GOLDMAN SACHS

    The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

    © The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.