Are you looking to apply your client service and analytical skills while deepening your understanding of asset management? Our Trade Management team is seeking a professional who is looking to partner with our diversified Asset Management Portfolio Managers and global business counterparts to provide best in-class client experience to define solutions and lead change across the operational infrastructure.
The Associate will be responsible is to safeguard the account onboarding process by controlling and effectively mitigating portfolio risk. The candidate will be working in interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate will also be exposed to regulatory requirements including Investment Company Act of 1940, UCITS, 2a-7, etc.
The Guideline Management team sits within Trade Management operations which has primary responsibility of coding investment guidelines into compliance monitoring systems and providing pre-trade & post-trade oversight . Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client & compliance regulations in systems to enable effective monitoring of guidelinesThese functions cover a wide range of clients and a complex product range, which include equities, fixed income, currency and derivatives. This involves extensive interaction with traders, portfolio managers and client relationship managers to ensure effective oversight for existing business and also to shape and implement monitoring related solutions for new clients, products, strategies, and system architecture.
BUSINESS UNIT OVERVIEW
Asset Management Division (AMD) is the investment management arm providing global investment opportunities to a substantial and diversified client base including institutions, governments and high net worth individuals. AMD has become one of the pre-eminent investment management organisations globally, with responsibility for over $800bn assets under management.
AMD Operations delivers asset management and wealth management capabilities to clients around the world. We are a multi-faceted group that partners with all areas of the Asset Management Division to support evolving markets and business requirements. Alongside that vital service delivery role, Asset Management Operations provides essential risk management and control. Within Asset Management Operations the guidelines management role will require an individual to join a team that performs coding, testing and post trade surveillance for client investment guidelines and regulatory guidelines within AMD.
JOB SUMMARY AND RESPONSBILITIES
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